Privacy Policy


Guardian Wells Financial is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. "Personal information" refers to the nonpublic financial information obtained by Guardian Wells Financial in connection with carrying out our services.

Information We Collect

Guardian Wells Financial collects personal information as part of our relationship with you, to provide client services and fulfill legal and regulatory requirements. The type of information Guardian Wells Financial collects may include:

  • Information Guardian Wells Financial receives from you on forms (such as name, address, Social Security number, profile documents, assets and income);
  • Information you provide Guardian Wells Financial directly about your personal finances or personal circumstances or which Guardian Wells Financial may receive from brokerage statements or other information you authorize Guardian Wells Financial to receive.

Information Disclosed in Administering Products and Services

Guardian Wells Financial will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. Guardian Wells Financial does not sell any personal information about you to any third party. Guardian Wells Financial will not disclose personal information without your authorization, except as required or permitted by law.

Procedures to Protect Confidentiality and Security of Your Personal Information

Guardian Wells Financial has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, Guardian Wells Financial maintains physical, electronic and procedural safeguards to guard your nonpublic personal information.

Guardian Wells Financial will update its policy and procedures when necessary to ensure that your privacy is maintained and that Guardian Wells Financial conducts business in a way that fulfills our commitment to you. If Guardian Wells Financial makes any material changes in its privacy policy, we will make that information available to clients through our website and/or other communications.